Mark A. Canelle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Canelle was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - September 5, 2012
ALTRUSHARE SECURITIES LLC
February 22, 2010 - September 30, 2010
GLOBAL DIRECT EQUITIES, LLC
March 1, 2002 - March 25, 2008
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
January 2, 1997 - April 30, 2001
ABN AMRO INCORPORATED
October 10, 1996 - January 2, 1997
THE CHICAGO CORPORATION
December 20, 1995 - September 5, 1996
ABN AMRO INCORPORATED
January 4, 1993 - April 7, 1994
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamCurrent Firm
ALTRUSHARE SECURITIES LLC
CRD#: 136392 / SEC#: , 8-67005
Contact information
Documents
Direct owners and executive officers
Red Flags
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