Benedicto S. Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benedicto Santiago Perez, who also goes by Beewee Perez, Benedict Perez, was a registered financial professional .
Benedicto is a previously registered financial professional and started their career in finance in 1992. Benedicto had worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2018 - September 17, 2020
OSCAR GRUSS & SON INCORPORATED
February 10, 2017 - July 24, 2018
TIGRESS FINANCIAL PARTNERS, LLC
August 11, 2010 - February 18, 2015
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
April 13, 2009 - July 14, 2010
MAYBANK SECURITIES USA INC.
June 17, 2004 - February 24, 2009
CREDIT SUISSE SECURITIES (USA) LLC
April 23, 2003 - June 29, 2004
HSBC SECURITIES (USA) INC.
January 23, 1998 - January 23, 2003
COWEN AND COMPANY
December 18, 1992 - November 14, 1997
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/5/2024
General Securities Representative ExaminationSeries 57TO
Date: 6/5/2024
Securities Trader ExamSeries 55
Date: 6/19/2014
Limited Representative-Equity Trader ExamCurrent Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
