Keith M. Wilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Mckinley Wilton was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2000. Keith had worked at 4 firms and has passed the Series 63, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - September 9, 2014
OPTIONSHOUSE1, LLC
September 18, 2012 - June 4, 2013
MORGAN STANLEY DISTRIBUTION, INC.
November 17, 2010 - May 10, 2012
E*TRADE FUTURES LLC
April 13, 2000 - December 15, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTIONSHOUSE1, LLC
CRD#: 135625 / SEC#: , 8-66936
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
