Brian T. Rail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian T Rail, who also goes by Brian Thomas Rail, Brian Rail, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1993. Brian had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - September 22, 2020
OLIVETREE FINANCIAL, LLC
May 4, 2015 - August 21, 2017
KEYBANC CAPITAL MARKETS INC.
May 20, 2008 - May 8, 2015
MORGAN STANLEY & CO. LLC
January 28, 1993 - May 22, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/5/2000
Limited Representative-Equity Trader ExamCurrent Firm
OLIVETREE FINANCIAL, LLC
CRD#: 154026 / SEC#: , 8-68603
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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