Aron O. Bronstein
Professional summary
Aron Oleg Bronstein was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Aron is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Aron had worked at 7 firms, which includes J. P. GIBBONS & CO. INC., DOMINARI SECURITIES LLC, ISLAND SECURITIES INC., VISION INVESTMENT GROUP INC., GAINEY FINANCIAL SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, JOSEPHTHAL & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1996 - July 31, 2000
J. P. GIBBONS & CO., INC.
August 29, 1995 - May 29, 1996
DOMINARI SECURITIES LLC
March 28, 1995 - August 2, 1995
ISLAND SECURITIES, INC.
June 27, 1994 - October 20, 1994
VISION INVESTMENT GROUP, INC.
April 29, 1994 - May 23, 1994
GAINEY FINANCIAL SERVICES, INC.
October 19, 1993 - August 1, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 4, 1993 - November 11, 1993
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J. P. GIBBONS & CO., INC.
CRD#: 38850 / SEC#: , 8-48433
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.F. FAMILY LIMITED PARTNERSHIP | SHAREHOLDER | |
| JAM FAMILY LIMITED PARTNERSHIP | SHAREHOLDER | |
| AVILES, ALBERTO JOHN JR | CHIEF COMPLIANCE OFFICER / OPERATIONS OFFICER | 2836015 |
| BIENENSTOCK, ALEXANDER | FINOP, ASST DIRECTOR OF COMPLIANCE, VICE PRESIDENT | 3148327 |
| GIBBONS, FOSTER J | PRESIDENT, GENERAL COUNSEL | 2766670 |
| PAK, IOSIF | MANAGING DIRECTOR | 2603433 |
| SWAN, EARL JOHN III | SALES MANAGER | 440677 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 17 |
Red Flags
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