Michael V. Kronk

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CRD#: 2293788

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Vincent Kronk was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 10, 2015 - December 31, 2017

FAIRHAVEN WEALTH MANAGEMENT, LLC

RIA

CRD#: 173771

OAK BROOK, IL

Past

January 18, 2013 - February 25, 2015

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 11, 2010 - December 31, 2015

RH FINANCIAL GROUP, LLC

RIA

CRD#: 152830

OAK BROOK, IL

Past

July 1, 2009 - February 19, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

OAK BROOK, IL

Past

September 29, 2006 - July 7, 2009

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ELMHURST, IL

Past

December 5, 2000 - March 31, 2010

RESULTS ONE FINANCIAL, LLC

RIA

CRD#: 109269

ELMHURST, IL

Past

November 6, 1997 - October 2, 2006

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

ELMHURST, IL

Past

January 3, 1997 - November 10, 1997

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

November 13, 1992 - January 13, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRHAVEN WEALTH MANAGEMENT, LLC

CRD#: 173771 / SEC#: 801-80596

RIA

Registered Investment Advisory firm - (12/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/19/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/11/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FAIRHAVEN WEALTH MANAGEMENT, LLC

CRD#: 173771 / SEC#: 801-80596

RIA

Registered Investment Advisory firm - (12/17/2014 Approved)

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Contact information

Main Address

104 E. Roosevelt Road Suite 100, Wheaton, IL 60187

Mailing Address

Phone number

(630) 333-9207

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRHAVEN WEALTH PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,576
AUM (Assets Under Management)	$ 783,193,210

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/18/2024	Cover Page	Report
10/27/2023	Cover Page	Report
07/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael V. Kronk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN PORTFOLIOS ADVISORS, INC

RH FINANCIAL GROUP, LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

QUESTAR CAPITAL CORPORATION

RESULTS ONE FINANCIAL, LLC

WATERSTONE FINANCIAL GROUP, INC.

CETERA FINANCIAL SPECIALISTS LLC

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

FAIRHAVEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/1995

Series 63

Date: 11/20/1992

SIE

Date: 2/19/2015

Series 7

Date: 12/18/1992

Series 6

Date: 11/11/1992

Current Firm

FAIRHAVEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FAIRHAVEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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