BA
Bryan K. Alexander
CAPITAL CITIES INVESTMENTS
Indianapolis, IN 46202
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CRD#: 2293786
BA
Professional summary
Bryan Keith Alexander, who also goes by Bryan Alexander, is a registered financial advisor currently at CAPITAL CITIES INVESTMENTS located in Indianapolis, Indiana and SILVER OAK SECURITIES, INCORPORATED located in Portland, Indiana.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bryan has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Alexander
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Capital Cities Investments,Is Investment Related,426 East New York Street, Indianapolis, IN 46202,Independent RIA,IAR,1996-07-21,160 hours per month,120 hours per month during trading hours,Fee Based Compensation,"Offer fee based advice and asset management as an IAR of Capital Cities Investments, an independent RIA" 2) "Alexander Properties, LLC",Is Not Investment Related,"One West High Street, PO Box 801, Portland, IN, 47371, United States",Building ownership,Owner,1/1/2004,2 hours per month,0 hours per month during trading hours,Commission Compensation,"Updated...Currently have two properties in the LLC, one is my office building in Portland, the other is a rental in Bloomington, IN. " 3) Portland Elks Lodge,Is Not Investment Related,"125 W. High Street, , Portland, IN, 47371, United States",Non Profit,Exhalted Ruler,4/1/2024,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,Member of the Board of Directors. Lead twice monthly meetings at the lodge and participate in various fundraising activities throughout the year. 4) Jay County Indiana,Is Not Investment Related,"120 N Court Street, , Portland, IN, 47371, United States",Govt,Member of County Council,11/6/2024,4 hours per month,0 hours per month during trading hours,Salary Compensation,Serve on County Council. There is a stipend but I'm not exactly sure what it is. Its in the low $4K range.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Keith Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 1996 - Present
CAPITAL CITIES INVESTMENTS
Office #1: 426 East New York Street, Indianapolis, IN 46202Office #2: 1 West High Street P.o. Box 801, Portland, IN 47371RIA
CRD#: 116185
Indianapolis, IN
Current
November 7, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: One West High Street, Portland, IN 47371RIA
BD
CRD#: 46947
Portland, IN
Past
May 25, 2005 - November 2, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
Portland, IN
Past
May 27, 1993 - May 25, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
November 12, 1992 - April 29, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/7/2023)
IAR
Indiana(7/21/1996)
RR
Indiana(11/7/2023)
RR
Maine(11/7/2023)
RR
Massachusetts(11/7/2023)
RR
New Hampshire(11/7/2023)
RR
New York(11/7/2023)
RR
Ohio(11/7/2023)
IAR
Texas(10/26/2018)
RR
Vermont(11/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
426 East New York Street, Indianapolis, IN 46202
Mailing Address
Phone number
(317) 475-4500
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 251,443,578 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
