Charles J. Ditkoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Joshua Ditkoff, who also goes by Charles J Ditkoff, Charlie Ditkoff, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2023 - February 9, 2026
MARWOOD GROUP
September 22, 2017 - May 11, 2023
MTS SECURITIES, LLC
March 31, 2014 - September 11, 2017
MARWOOD GROUP
January 2, 2009 - July 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 1999 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 20, 1994 - February 9, 1999
MORGAN STANLEY & CO. LLC
April 2, 1993 - April 19, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MARWOOD GROUP
CRD#: 117015 / SEC#: , 8-53573
Contact information
Red Flags
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