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Thomas C. Ronk

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CRD#: 2293671
TR

Professional summary

Thomas Carter Ronk was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Thomas is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Thomas had worked at 3 firms, which includes CENTURY PACIFIC INVESTMENTS LLC, TRANSAMERICA FINANCIAL ADVISORS INC., BROOKSTREET SECURITIES CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Ronk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. RONK IS A MANAGING MEMBER OF DREAMVEST, LLC, WHICH IS AN INVESTMENT PARTNERSHIP WHERE HE MANAGES HIS PERSONAL AND FAMILY INVESTMENTS. MR. RONK EXPECTS TO DEVOTE 2-5 HOURS PER WEEK ADMINISTERING DREAMVEST, LLC. HIS PERSONAL INVESTMENT ACTIVITIES WILL NOT INTERFERE WITH HIS PROFESSIONAL INVESTMENT AND MANAGEMENT DUTIES AS MANAGING MEMBER FOR CENTURY PACIFIC INVESTMENTS, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 2005 - August 10, 2023

CENTURY PACIFIC INVESTMENTS, LLC

RIA
CRD#: 127765
CORONA DEL MAR, CA
Past

January 5, 1993 - May 26, 1998

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA
Past

November 23, 1992 - March 30, 1993

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
SAN JUAN CAPISTRANO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/1992
General Securities Representative Examination

Current Firm

CP
CENTURY PACIFIC INVESTMENTS, LLC
CENTURY PACIFIC INVESTMENTS, LLC

CRD#: 127765 / SEC#:

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Contact information

Main Address
Corona Del Mar, CA
Mailing Address
Phone number
(800) 715-9999
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTURY PACIFIC INVESTMENTS, LLC

CRD#: 127765

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