Susan A. Martino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Armstrong Martino, who also goes by Susan Martino, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1994. Susan had worked at 1 firm and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1994 - July 11, 2022
PERSONAL FINANCIAL PLANNING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/22/1992
Non-Member General Securities ExaminationCurrent Firm
PERSONAL FINANCIAL PLANNING LLC
CRD#: 118533 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 41,947,566 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
