Gabriel J. Fenton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gabriel James Fenton, who also goes by Gabriel (nmn) Fenton, Gabriel J Fenton, Gabriel Jammes Fenton, was a registered financial professional .
Gabriel is a previously registered financial professional and started their career in finance in 1993. Gabriel had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - July 31, 2013
AVANT-GARDE ADVISORS LLC
January 20, 2012 - February 27, 2013
SANFORD C. BERNSTEIN & CO., LLC
March 11, 2003 - August 31, 2006
WEDBUSH SECURITIES INC.
February 22, 2000 - March 6, 2003
UBS FINANCIAL SERVICES INC.
February 18, 2000 - March 6, 2003
UBS FINANCIAL SERVICES INC.
May 16, 1997 - February 24, 2000
CITIGROUP GLOBAL MARKETS INC.
March 20, 1997 - December 4, 1998
GOLDEN GATE SECURITIES LLC
April 28, 1995 - January 30, 1997
WELLS FARGO SECURITIES INC.
February 22, 1993 - May 18, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 22, 1993 - May 18, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVANT-GARDE ADVISORS LLC
CRD#: 151527 / SEC#: 801-76860
Contact information
Red Flags
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