Malume Moye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malume Moye was a registered financial professional .
Malume is a previously registered financial professional and started their career in finance in 1992. Malume had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2012 - November 27, 2012
GERWIN GROUP, INC.
March 2, 2007 - December 14, 2009
1ST DISCOUNT BROKERAGE, INC.
March 2, 2007 - December 14, 2009
1ST DISCOUNT BROKERAGE, INC.
March 10, 2004 - December 31, 2006
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - December 31, 2006
1ST DISCOUNT BROKERAGE, INC.
November 20, 1997 - August 21, 2002
ACUMENT SECURITIES, INC.
May 2, 1994 - November 17, 1997
FINANCIAL WEST GROUP
December 2, 1992 - March 9, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 2, 1992 - March 9, 1994
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GERWIN GROUP, INC.
CRD#: 23199 / SEC#: , 8-40282
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
