John R. Gimbel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Renfield Gimbel, who also goes by John R Gimbel, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2016 - September 30, 2016
A.G. CAMPBELL ADVISORY, LLC
February 17, 2005 - September 27, 2005
KNIGHT CAPITAL AMERICAS, L.P.
November 1, 1993 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
July 13, 1993 - October 19, 1993
NASH, WEISS & CO.
Primary Firm SEC Registration
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 345,011,484 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
