Glenn A. Armocida
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Anthony Armocida, who also goes by Glenn A Armocida, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1993. Glenn had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - December 31, 2025
CETERA INVESTMENT ADVISERS LLC
February 22, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 22, 2012 - December 31, 2025
CETERA WEALTH SERVICES, LLC
October 11, 2011 - February 8, 2012
LPL FINANCIAL LLC
October 11, 2011 - February 8, 2012
LPL FINANCIAL LLC
October 10, 2003 - May 27, 2009
AVB ADVISORS
August 15, 2003 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
August 15, 2003 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
November 6, 2002 - August 26, 2003
BLUE VASE SECURITIES, LLC
March 11, 2002 - August 26, 2003
BLUE VASE SECURITIES, LLC
June 5, 1997 - March 11, 2002
HACKETT ASSOCIATES, INC.
January 2, 1997 - May 22, 1997
SECURITIES AMERICA, INC.
July 25, 1995 - December 31, 1996
OPPENHEIMER & CO. INC.
January 5, 1993 - August 15, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 5, 1993 - August 15, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
