MR
Mark H. Rutledge
INSIGHT FOLIOS
Helena, AL
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CRD#: 2293502
MR
Professional summary
Mark Hugh Rutledge is a registered financial advisor currently at INSIGHT FOLIOS located in Helena, Alabama.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mark has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JD MELLBERG LLC-INDEPENDENT INSURANCE AGENT, TUCSON AZ, START DATE: 01/2019 TO PRESENT, APPROXIMATELY 25 HOURS A WEEK DURING TRADING HOURS Owns rental property and receives rental income. Start Date: 01/2016, Blackwater Financial, LLC, Not Investment Related, 1065 Greendale Drive, Helena, AL, 35022, Insurance & Annuity Sales / Owner, 120 hours per month during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Mark Hugh Rutledge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2025 - Present
INSIGHT FOLIOS
RIA
CRD#: 174411
Helena, AL
Past
October 31, 2019 - May 1, 2025
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Helena, AL
Past
March 26, 2019 - October 12, 2019
SPECIALIZED ADVISORS
RIA
CRD#: 299308
Helena, AL
Past
April 26, 2016 - March 5, 2019
BLACKWATER ADVISORY GROUP LLC
RIA
CRD#: 282529
JASPER, AL
Past
July 5, 2012 - October 27, 2014
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
JASPER, AL
Past
December 1, 2006 - July 24, 2012
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
JASPER, AL
Past
February 7, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
JASPER, AL
Past
March 9, 2001 - July 6, 2004
OSAIC FA, INC.
RIA
CRD#: 3978
BIRMINGHAM, AL
Past
December 19, 2000 - July 6, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 19, 2000 - July 6, 2004
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
November 19, 1996 - January 12, 2001
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
May 27, 1994 - March 13, 1996
AFS EQUITIES, INC.
BD
CRD#: 35464
BIRMINGHAM, AL
Past
November 25, 1992 - October 13, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 25, 1992 - October 13, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
