Rod H. Kamps
FINANCIAL ADVISORS NETWORK | President & CEO
TUSTIN, CA 92780
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CRD#: 2293492
Professional summary
Rod Hundley Kamps, AIF®, CFP® is a registered financial advisor currently at FINANCIAL ADVISORS NETWORK, INC. located in Tustin, California.
Rod is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Rod has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/7/2000 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1%.
2. 6/18/2008 - No Business Name - Investment Related - Santa Ana, CA - Time Spent 1% - Santa Ana condo (1Unit) Not rented by a client or other B/D or RIA.
3. 6/18/2008 - TIC - Investment Related - Jacksonville, FL - Real Estate Rental - Time Spent 1% - Rental Property (Single Family Home) Tenant is my brother and sister in law. I also own the home Joint with my other in laws Tim & Sheryl Buckingham and they are clients.
4. 12/9/2009 - No Business Name - Investment Related - 1432 Edinger Ave Suite 200 & 210, Tustin, Ca 92780 - Real Estate Rental - Time Spent 100% - Bought an Office condo at 1432 Edinger Ave Suite 200 & 210, Tustin, Ca 92780. The suites have been combined into 1 location with a physical address of only suite 200. My company will rent from my trust.
5. 12/16/2009 - Kamps & Associates Insurance Services - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 2% - Offer outside insurance for clients as needed. Act as the agent.
6. 3/2/2010: No Business Name - Investment Related - 1432 Edinger Suite 200 and 210 - Real Estate Rental - 1432 Edinger Suite 200 and 210 are being rented as commercial property. My business rents space from my Trust. A CPA, Attorney, and Mortgage Broker also rent space.
7. 3/2/2012: Kamps & Associates Accounting Service, LLC - Investment Related - Tax Prep/Accounting/CPA - Time Spent 5% - Buying a tax practice from Darrell Rogers, CPA (Business name currently Darrell Rogers CPA future name Kamps & Associates Accounting Services. Darrell will be employee as well as his wife.
8. 10/24/2013: KAMPS ASSET MANAGEMENT Planning services - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 5%.
9. 9/23/2014: Kamps, Inc (DBA for Kamps Assest Management Planning Services, Inc) - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2001- 40 Hours Per Month During Securities Trading - This is a DBA used for the C-Corp of Kamps Assets Managment Planning Service, Inc. The corporation owns 100% of Financial Advisors Network, Inc (RIA) and 50% of Kamps and Associates Accounting Service, LLC.
10. 03/25/2019: First Trust Deed Investments, Inc. - Investment Related; 9301 Wilshire Blvd #502, Beverly Hills, CA 90210; first trust deeds; Treasurer, Co-Founder; 20 hrs per month; 16 securities trading hours per month; Assist in basic suitability analysis, assist in allocating appropriate allocation for diversification and risk management
CRS (Client Relationship Summary) - RIA
Click below to view Rod Hundley Kamps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 14, 2011 - Present
FINANCIAL ADVISORS NETWORK, INC.
Office #1: 1432 Edinger Ave Suite 200, Tustin, CA 92780RIA
CRD#: 152083
TUSTIN, CA
Past
March 9, 2010 - December 31, 2010
FINANCIAL ADVISORS NETWORK, INC.
RIA
CRD#: 152083
TUSTIN, CA
Past
January 2, 2004 - February 3, 2008
THE FINANCIAL ADVISORS NETWORK
RIA
CRD#: 128835
FOUNTAIN VALLEY, CA
Past
September 28, 1999 - October 27, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
TUSTIN, CA
Past
April 21, 1999 - March 29, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
TUSTIN, CA
Past
January 31, 1997 - April 12, 1999
CAL FED INVESTMENTS
BD
CRD#: 19631
SACRAMENTO, CA
Past
June 1, 1994 - January 31, 1997
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
June 8, 1993 - May 3, 1994
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
January 20, 1993 - February 18, 1993
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FINANCIAL ADVISORS NETWORK, INC.
FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
RIA
Registered Investment Advisory firm - (3/28/2012 Approved)California
Registered Investment Advisory firm - (4/9/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/14/2011)
IAR
Texas(3/21/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FA
FINANCIAL ADVISORS NETWORK, INC.
FINANCIAL ADVISORS NETWORK | KAMPS, INC. | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. | FINANCIAL ADVISORS NETWORK, INC.
CRD#: 152083 / SEC#: 801-74613
RIA
Registered Investment Advisory firm - (3/28/2012 Approved)California
Registered Investment Advisory firm - (4/9/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1432 Edinger Avenue Suite 200, Tustin, CA 92780
Mailing Address
Phone number
(714) 597-6510
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,984 |
| AUM (Assets Under Management) | $ 954,048,143 |
Red Flags
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Company Information
FINANCIAL ADVISORS NETWORK, INC.
President & CEOCRD#: 152083Tustin, CA 92780TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
