Leonard B. Greer
Professional summary
Leonard Bruce Greer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leonard is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Leonard had worked at 5 firms, which includes L.C. WEGARD & CO. INC., UBS FINANCIAL SERVICES INC., BLYTH EASTMAN DILLON & CO. INCORPORATED, MITCHUM JONES & TEMPLETON INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1991 - December 14, 1995
L.C. WEGARD & CO., INC.
July 21, 1987 - September 9, 1991
UBS FINANCIAL SERVICES INC.
April 28, 1972 - May 4, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 2, 1971 - April 10, 1972
MITCHUM, JONES & TEMPLETON INCORPORATED
June 25, 1970 - August 28, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/23/1970
Registered Representative ExaminationSeries 40
Date: 2/27/1978
Registered Principal ExaminationCurrent Firm
L.C. WEGARD & CO., INC.
CRD#: 3722 / SEC#: , 8-14314
Contact information
Documents
Red Flags
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