PAMELA S. CALOWAY
HIGHTOWER SECURITIES | Manager, Client Relationship Specialist
Houston, TX 77027
Some features on this profile are disabled
CRD#: 2293398
Professional summary
PAMELA SUE CALOWAY, who also goes by Pam Caloway, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Houston, Texas.
PAMELA is registered as a RR (Registered Representative) and started their career in finance in 1993. PAMELA has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Biography
Pamela Caloway is a Client Services Manager at Hightower Texas, assisting with client relationships and providing direct project support to various managing directors. She has more than 25 years of experience in the banking and financial services industry.
Pamela is a founding member of Pinnacle Management & Trust, Co., established in 1994. Pinnacle was subsequently acquired in 2014 by Salient and in 2018, Hightower acquired Salient’s private wealth management business to become Hightower Texas.
During her time at Pinnacle, Pamela served as Secretary to the Board and Corporate Secretary. Prior to returning to Salient in 2009, Pamela served as Assistant Corporate Secretary for Sanders Morris Harris LLC, acting as a liaison between the company’s shareholders and its transfer agent. Pamela holds the FINRA Series 7 and 63 licenses.
Pamela is active in several charities and civic organizations within the community. She is a life member and lifetime committeeman for the Houston Livestock Show and Rodeo™, and owns three horses—the oldest of which is 32. She previously served on the Board of the Society of Corporate Secretaries and Governance Professionals (Houston Chapter).
Question & Answer
Are you a "fiduciary"?
No
Aliases
Pam Caloway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view PAMELA SUE CALOWAY's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2018 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 4400 Post Oak Parkway Suite 2600, Houston, TX 77027BD
CRD#: 116681
Houston, TX
Past
November 25, 2009 - September 7, 2018
SALIENT CAPITAL L.P.
BD
CRD#: 147912
HOUSTON, TX
Past
February 1, 2000 - November 16, 2009
SANDERS MORRIS LLC
BD
CRD#: 20580
HOUSTON, TX
Past
January 29, 1993 - February 1, 2000
HARRIS WEBB & GARRISON, INC.
BD
CRD#: 28188
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGHTOWER SECURITIES, LLC
Manager, Client Relationship SpecialistCRD#: 116681Houston, TX 77027TRUST BUT VERIFY
Monitor PAMELA CALOWAY
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
