William H. Ake
Professional summary
William Hooker Ake, who also goes by Bill Ake, William H Ake, is a registered financial advisor currently at VAN AKE CAPITAL LLC located in Winnetka, Illinois.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Hooker Ake's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2017 - Present
VAN AKE CAPITAL LLC
Office #1: 841 Spruce Street Suite 202, Winnetka, IL 60093November 14, 2013 - August 16, 2017
FORT SHERIDAN ADVISORS LLC
November 4, 2013 - February 13, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
October 16, 2013 - February 13, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
March 12, 1997 - February 27, 2002
BARCLAYS CAPITAL INC.
June 12, 1996 - March 11, 1997
CREDIT AGRICOLE SECURITIES INC.
April 27, 1993 - July 5, 1994
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/13/2017)
Exams
Series 55
Date: 2/14/2002
Limited Representative-Equity Trader ExamCurrent Firm
VAN AKE CAPITAL LLC
CRD#: 289098 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 23,000,000 |
Red Flags
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