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Michael D. Bodino

TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2293334
MB

Professional summary

Michael Darren Bodino is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 9 firms and has passed the Series 63, Series 22TO, Series 6TO, Series 82TO, Series 52TO, Series 99TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 39, Series 26, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Darren Bodino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2023 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201
BD
CRD#: 313304
Dallas, TX
Past

September 29, 2014 - August 28, 2023

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
Dallas, TX
Past

March 24, 2010 - September 29, 2014

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
FORT WORTH, TX
Past

December 1, 2009 - March 18, 2010

MADISON WILLIAMS AND COMPANY

BD
CRD#: 149530
DALLAS, TX
Past

October 13, 2008 - December 16, 2009

SANDERS MORRIS LLC

BD
CRD#: 20580
DALLAS, TX
Past

August 25, 2005 - October 20, 2008

COKER & PALMER

BD
CRD#: 29163
METAIRIE, LA
Past

July 25, 2003 - August 29, 2005

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

September 24, 1999 - July 15, 2003

CAPITAL ONE SECURITIES, INC.

BD
CRD#: 44158
NEW ORLEANS, LA
Past

July 18, 1994 - October 4, 1999

RICHFIELD ORION INTERNATIONAL, INC.

BD
CRD#: 24433
CASTLE ROCK, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/15/2023)
RR
New York
(9/15/2023)
RR
Texas
(9/15/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 3/5/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/5/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/5/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 52TO
Date: 3/5/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 3/5/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 2/28/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 2/1/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 7/15/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 39
Date: 3/5/2024
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/5/2024
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/5/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/27/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TEXAS CAPITAL BANCSHARES, INC.OWNER
ALVARADO, ANNA MARIADIRECTOR4433966
COLPITTS, JOEL BRIANPRINCIPAL FINANCIAL OFFICER AND FIN/OP2376942
GENYK, STEVENMUNICIPAL SECURITIES PRINCIPAL2324120
GETTY, JOSEPH MATTHEWAMLCO6343874
HOLMES, ROBERT CDIRECTOR2948416
HOVERMAN, DANIEL STEPHENSDIRECTOR, PRESIDENT5281289
OMAN, DAVIDDIRECTOR5685397
RIVERA, JASONCHIEF COMPLIANCE OFFICER5010925
SCURLOCK, JOHN MATTHEWDIRECTOR7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCBI SECURITIES, INC.

CRD#: 313304Dallas, TX 75201

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