Michael D. Bodino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Darren Bodino was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 9 firms and has passed the Series 63, Series 22TO, Series 6TO, Series 82TO, Series 52TO, Series 99TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 39, Series 26, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2023 - March 6, 2026
TCBI SECURITIES, INC.
September 29, 2014 - August 28, 2023
SEAPORT GLOBAL SECURITIES LLC
March 24, 2010 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
December 1, 2009 - March 18, 2010
MADISON WILLIAMS AND COMPANY
October 13, 2008 - December 16, 2009
SANDERS MORRIS LLC
August 25, 2005 - October 20, 2008
COKER & PALMER
July 25, 2003 - August 29, 2005
STERNE, AGEE & LEACH, INC.
September 24, 1999 - July 15, 2003
CAPITAL ONE SECURITIES, INC.
July 18, 1994 - October 4, 1999
RICHFIELD ORION INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 3/5/2024
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 3/5/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 3/5/2024
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 3/5/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/5/2024
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| GETTY, JOSEPH MATTHEW | AMLCO | 6343874 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
