Christi D. Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christi Dawn Mcknight, who also goes by Christi Dawn Anderson, Christi Anderson Mcknight, was a registered financial professional .
Christi is a previously registered financial professional and started their career in finance in 1993. Christi had worked at 5 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2004 - December 13, 2011
FUND SERVICES ADVISORS, INC. (FSA)
April 18, 2001 - June 28, 2017
BLX GROUP LLC
March 2, 1998 - July 22, 1999
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
June 16, 1993 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FUND SERVICES ADVISORS, INC. (FSA)
CRD#: 30862 / SEC#: , 8-45223
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
