Lynne L. Collier
Professional summary
Lynne Leigh Collier, who also goes by Lynne Leigh Collier, Lynne Collier-clark, Lynne Leigh Michler, Lynne Michler Collier, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Lynne is registered as a RR (Registered Representative) and started their career in finance in 1998. Lynne has worked at 8 firms and has passed the Series 63, Series 86, Series 87, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynne Leigh Collier's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2025 - Present
PRIME EXECUTIONS, INC.
Office #1: 40 Wall Street - 58th Floor, New York, NY 10005October 2, 2018 - April 26, 2021
LOOP CAPITAL MARKETS LLC
June 28, 2016 - October 31, 2018
CANACCORD GENUITY LLC
April 20, 2015 - June 23, 2016
CRT CAPITAL GROUP LLC
May 6, 2009 - April 20, 2015
STERNE, AGEE & LEACH, INC.
August 11, 2006 - April 15, 2009
KEYBANC CAPITAL MARKETS INC.
August 9, 2006 - August 9, 2006
KEYBANC CAPITAL MARKETS INC.
June 19, 2001 - August 15, 2006
STEPHENS
July 11, 2000 - June 11, 2001
MORGAN KEEGAN & COMPANY, LLC
April 22, 1998 - April 24, 2000
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/10/2025
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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