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RT

Richard A. Thompson

RESONANT CAPITAL ADVISORS
Madison, WI 53703
Some features on this profile are disabled
CRD#: 2293210
RT

Professional summary

Richard Allan Thompson, CFP® is a registered financial advisor currently at RESONANT CAPITAL ADVISORS, LLC located in Madison, Wisconsin.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allan Thompson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

October 23, 2018 - Present

RESONANT CAPITAL ADVISORS, LLC

Office #1: 33 East Main Street Suite 440, Madison, WI 53703
RIA
CRD#: 298451
Madison, WI
Past

February 14, 2018 - December 18, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
MADISON, WI
Past

February 14, 2018 - December 18, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
MADISON, WI
Past

July 12, 2012 - February 15, 2018

SII INVESTMENTS, INC.

RIA
CRD#: 2225
MADISON, WI
Past

July 12, 2012 - February 14, 2018

SII INVESTMENTS, INC.

BD
CRD#: 2225
MADISON, WI
Past

June 1, 2009 - July 17, 2012

MORGAN STANLEY

RIA
CRD#: 149777
MADISON, WI
Past

June 1, 2009 - July 17, 2012

MORGAN STANLEY

BD
CRD#: 149777
MADISON, WI
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
MADISON, WI
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
MADISON, WI
Past

August 13, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
MADISON, WI
Past

August 13, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
MADISON, WI
Past

March 24, 2004 - August 18, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MADISON, WI
Past

January 12, 2004 - August 18, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 17, 1992 - April 19, 1999

FIRSTAR INVESTMENT SERVICES,INC.

BD
CRD#: 14536
MORRIS PLAINS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RESONANT CAPITAL ADVISORS, LLC
RESONANT CAPITAL ADVISORS, LLC

CRD#: 298451 / SEC#: 801-114001

RIA
Registered Investment Advisory firm - (9/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/4/2026)
IAR
Wisconsin
(10/23/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/27/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2004
General Securities Representative Examination

Current Firm

RC
RESONANT CAPITAL ADVISORS, LLC
RESONANT CAPITAL ADVISORS, LLC

CRD#: 298451 / SEC#: 801-114001

RIA
Registered Investment Advisory firm - (9/17/2018 Approved)
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Contact information

Main Address
33 E. Main Street Suite 440, Madison, WI 53703
Mailing Address
Phone number
(608) 733-6220
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/16/2025)

Regulatory assets under management

Total Number of Accounts2,409
AUM (Assets Under Management)$ 2,216,682,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESONANT CAPITAL ADVISORS, LLC

CRD#: 298451Madison, WI 53703

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