William R. Todd

WEALTHSHIELD PARTNERS

Portland, ME 04101

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CRD#: 2293194

Professional summary

William Robert Todd III is a registered financial advisor currently at WEALTHSHIELD PARTNERS, LLC located in Portland, Maine.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CERTINE, LLC - 9 HALLMARD RD. CUMBERLANDFORESIDE, ME; FLATWARE RESEARCH AND HOPEFULLY DISTRIBUTION; NON INVESTMENT RELATED; PARTNER; GUIDANCE; 1% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Todd III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2021 - Present

WEALTHSHIELD PARTNERS, LLC

Office #1: 111 Commercial Street Floor 5, Suite 501, Portland, ME 04101

RIA

CRD#: 169584

Portland, ME

Past

October 1, 2014 - December 8, 2021

KOVACK SECURITIES INC.

CRD#: 44848

Portland, ME

Past

September 30, 2014 - December 26, 2021

HARBORVIEW ADVISORS

RIA

CRD#: 173012

PORTLAND, ME

Past

November 10, 2004 - October 9, 2014

CANTELLA & CO., INC.

RIA

CRD#: 13905

PORTLAND, ME

Past

November 10, 2004 - October 9, 2014

CANTELLA & CO., INC.

CRD#: 13905

PORTLAND, ME

Past

November 8, 2002 - November 19, 2004

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

PORTLAND, ME

Past

November 8, 2002 - November 19, 2004

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

June 3, 2002 - November 11, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PORTLAND, ME

Past

February 4, 2000 - November 11, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 12, 1996 - July 28, 1999

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSHIELD PARTNERS, LLC

CRD#: 169584 / SEC#: 801-78937

RIA

Registered Investment Advisory firm - (12/17/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/12/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/22/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/21/2003

Registered Options Principal Examination

Current Firm

WEALTHSHIELD PARTNERS, LLC

CRD#: 169584 / SEC#: 801-78937

RIA

Registered Investment Advisory firm - (12/17/2013 Approved)

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Contact information

Main Address

2500 Regency Parkway, Cary, NC 27518

Mailing Address

Phone number

(919) 948-4453

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE - WSP (3/26/2025)

WRAP FEE PROGRAM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,596
AUM (Assets Under Management)	$ 1,080,417,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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William R. Todd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Todd III's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

HARBORVIEW ADVISORS

CANTELLA & CO., INC.

CANTELLA & CO., INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

Primary Firm SEC Registration

WEALTHSHIELD PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2000

Series 63

Date: 3/6/2000

SIE

Date: 10/1/2018

Series 31

Date: 1/12/2004

Series 7

Date: 2/22/1999

Series 4

Date: 7/21/2003

Current Firm

WEALTHSHIELD PARTNERS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSHIELD PARTNERS, LLC

TRUST BUT VERIFY

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