Bashir M. Wada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bashir Mohammed Wada was a registered financial professional .
Bashir is a previously registered financial professional and started their career in finance in 1992. Bashir had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - December 31, 2018
S F SENTRY SECURITIES, INC.
April 22, 2009 - February 4, 2013
WELLS FARGO PRIME SERVICES, LLC
April 12, 2005 - August 29, 2007
THINKEQUITY LLC
September 21, 2004 - March 9, 2005
EPLANNING SECURITIES, INC.
June 5, 2001 - February 19, 2003
EFOUNDERS SECURITIES, LLC
December 16, 1992 - July 1, 1993
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S F SENTRY SECURITIES, INC.
CRD#: 27432 / SEC#: , 8-43101
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
