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Kennon Albert Brennen

CRD# 2293020·Registered 1993 - 2011
Previously Registered: Being a previously registered professional could mean that Kennon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kennon Albert Brennen, who also goes by Kennon A Brennen, was a registered financial advisor. Kennon was a previously registered financial professional and started their career in finance 1993 - 2011. Kennon had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kennon A Brennen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
December 16, 2010 - June 3, 2011
THOMAS P. REYNOLDS SECURITIES LTD.·CRD# 6414
BD
New York, NY
January 25, 2005 - June 14, 2018
GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
March 29, 1995 - June 27, 1995
GOLDIS FINANCIAL GROUP, INC.·CRD# 16444
BD
Garden City, NY
September 20, 1994 - March 7, 1995
EMANUEL AND COMPANY·CRD# 7309
BD
New York, NY
June 28, 1993 - August 2, 1994
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
January 5, 1993 - June 17, 1993

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Current Firm

GT
G-2 TRADING,LLC

G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: 8-50510
BD
Terminated by SEC on 09/13/2014

Contact Information

Established

Delaware since 08/25/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER—
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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