Gary D. Greenwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Daniel Greenwood was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1973. Gary had worked at 6 firms and has passed the Series 63, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1998 - April 9, 2013
ABACUS INVESTMENTS, INC.
January 9, 1998 - September 18, 2013
BENCHMARK CAPITAL MANAGEMENT, INC.
October 27, 1987 - February 11, 1998
MARQUIS FINANCIAL SERVICES, INC.
February 29, 1980 - October 13, 1987
KIDDER, PEABODY & CO. INCORPORATED
January 31, 1980 - March 22, 1980
UBS FINANCIAL SERVICES INC.
August 17, 1973 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1973
Registered Representative ExaminationCurrent Firm
ABACUS INVESTMENTS, INC.
CRD#: 35127 / SEC#: , 8-46571
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC. | OWNER | |
| HOHENSEE, FREDERICK EARL | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1431948 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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