BM
Bryan E. Mazza
INDEPENDENT FINANCIAL GROUP
MERCER ISLAND, WA 98040
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CRD#: 2292942
BM
Professional summary
Bryan Edward Mazza is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Mercer Island, Washington.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bryan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MAZZA FINANCIAL GROUP, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1998 ADDRESS: 7785 Sunset Highway, Suite 251, Mercer Island WA 98040, United States DESCRIPTION: DBA NAME FOR MARKETING PURPOSES. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 7785 Sunset Highway, Suite 251, Mercer Island WA 98040, United States DESCRIPTION: OUTSIDE INSURANCE. MAZZA FINANCIAL GROUP, INC. POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I have no responsibilities associated with JVH Consulting, no interest in the company, nor am I employed by the company. Mazza Financial Group, Inc. is a client of JVH Consulting, which provides IT support services and consulting on an on-going basis. Mazza Financial Group will act as a landlord in this office sharing agreement. BRYAN E MAZZA POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: Marketing and sales of traditional insurance products including, but not limited to, life, DI, LTC and annuities. BRYAN E MAZZA POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I am the Financial and Healthcare DPOA for my father effective April 11, 2022. BRYAN E MAZZA, DPOA POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 7900 Se 28th Street Suite 416, Mercer Island WA 98040, United States DESCRIPTION: I am an active DPOA for my father. I am listed as a contingent DPOA for my step-mother. I am listed as a DPOA for my wife.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Edward Mazza's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryan Edward Mazza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2022 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 7900 Se 28th Street Suite 416, Mercer Island, WA 98040RIA
BD
CRD#: 7717
MERCER ISLAND, WA
Current
September 2, 2022 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 7900 Se 28th Street Suite 416, Mercer Island, WA 98040RIA
BD
CRD#: 7717
MERCER ISLAND, WA
Past
February 28, 2012 - September 7, 2022
CETERA ADVISORS LLC
RIA
CRD#: 10299
MERCER ISLAND, WA
Past
February 28, 2012 - September 7, 2022
CETERA ADVISORS LLC
BD
CRD#: 10299
MERCER ISLAND, WA
Past
June 26, 1998 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
SEATTLE, WA
Past
February 2, 1998 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
SEATTLE, WA
Past
November 3, 1992 - February 13, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/2/2022)
RR
California(9/2/2022)
RR
Hawaii(11/2/2022)
RR
Idaho(10/14/2024)
RR
Maryland(9/2/2022)
RR
Massachusetts(11/12/2025)
RR
Minnesota(10/27/2025)
RR
New York(9/2/2022)
RR
Oregon(9/2/2022)
RR
Texas(9/7/2022)
IAR
Texas(11/16/2022)
RR
Virginia(12/9/2024)
RR
Washington(9/7/2022)
IAR
Washington(9/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
