Anthony P. Dinota
Professional summary
Anthony Pietro Dinota JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Anthony had worked at 8 firms, which includes SANDGRAIN SECURITIES LLC, FIRST LIBERTY INVESTMENT GROUP INC., MONITOR INVESTMENT GROUP INC., BARINGTON CAPITAL GROUP L.P., JWGENESIS SECURITIES INC., D. BLECH & COMPANY INCORPORATED, GKN SECURITIES CORP., J. GREGORY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1997 - January 14, 1998
SANDGRAIN SECURITIES LLC
November 8, 1996 - December 5, 1996
FIRST LIBERTY INVESTMENT GROUP, INC.
April 12, 1996 - July 30, 1996
MONITOR INVESTMENT GROUP, INC.
March 2, 1995 - February 22, 1996
BARINGTON CAPITAL GROUP, L.P.
November 9, 1994 - January 18, 1995
JWGENESIS SECURITIES, INC.
August 30, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
May 6, 1994 - July 13, 1994
GKN SECURITIES CORP.
November 17, 1992 - May 3, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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