Rafael Madan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rafael Madan was a registered financial professional .
Rafael is a previously registered financial professional and started their career in finance in 1992. Rafael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - February 6, 2019
ALTERNA WEALTH MANAGEMENT, INC.
December 16, 2016 - December 12, 2017
ALTERNA SECURITIES, INC.
January 28, 2016 - December 12, 2016
CREAND MANAGEMENT
January 4, 2016 - December 12, 2016
CREAND SECURITIES
February 13, 2014 - October 21, 2015
BRICKELL GLOBAL ADVISORY, INC.
December 4, 2013 - October 21, 2015
BRICKELL GLOBAL MARKETS, INC.
October 2, 2006 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 29, 2006 - November 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 10, 2004 - October 5, 2006
OPPENHEIMER & CO. INC.
April 23, 2003 - October 19, 2006
OPPENHEIMER ASSET MANAGEMENT
January 3, 2003 - April 15, 2003
OPPENHEIMER & CO. INC.
January 3, 2003 - October 5, 2006
OPPENHEIMER & CO. INC.
January 13, 1997 - January 3, 2003
CIBC WORLD MARKETS CORP.
June 22, 1994 - January 3, 2003
CIBC WORLD MARKETS CORP.
November 13, 1992 - June 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/11/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,285 |
| AUM (Assets Under Management) | $ 1,231,485,679 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
