Joshua D. Taylor
Professional summary
Joshua D Taylor, CFP®, who also goes by Josh Taylor, Joshu Taylor, is a registered financial advisor currently at KOMPASS FINANCIAL ADVISORS, INC. located in Hamlet, Nebraska.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Joshua has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua D Taylor's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
July 12, 2005 - Present
KOMPASS FINANCIAL ADVISORS, INC.
Office #2: 6500 South Quebec Street Suite 300, Englewood, CO 80111January 2, 2003 - July 11, 2003
GENEOS WEALTH MANAGEMENT, INC.
September 16, 1999 - July 20, 2005
CENTRIC INVESTMENT GROUP INC
January 1, 1999 - January 14, 2003
SENTRA SECURITIES CORPORATION
November 16, 1998 - January 14, 2003
SENTRA SECURITIES CORPORATION
August 3, 1998 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
December 7, 1992 - August 19, 1998
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2005)
(11/19/2024)
(5/31/2024)
(5/28/2024)
Exams
Current Firm
KOMPASS FINANCIAL ADVISORS, INC.
CRD#: 135401 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 7,000,000 |
Red Flags
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