Randy J. Hechler
Professional summary
Randy Jay Hechler is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Randy is registered as a RR (Registered Representative) and started their career in finance in 1993. Randy has worked at 21 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, Series 82TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randy Jay Hechler's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2021 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006June 1, 2021 - January 3, 2022
VELOX CLEARING LLC
November 6, 2019 - June 1, 2021
MAREX CAPITAL MARKETS INC.
August 1, 2019 - November 13, 2019
SPARTAN CAPITAL SECURITIES, LLC
October 29, 2018 - July 18, 2019
SPARTAN CAPITAL SECURITIES, LLC
July 6, 2017 - September 27, 2018
NOBLE CAPITAL MARKETS, INC.
October 15, 2015 - September 27, 2016
CITIZENS JMP SECURITIES, LLC
August 3, 2015 - November 9, 2015
ARXIS SECURITIES LLC
April 16, 2015 - June 12, 2015
MARCO POLO SECURITIES INC.
November 5, 2014 - December 2, 2014
US TIGER SECURITIES, INC.
December 17, 2012 - April 28, 2014
JOHN CARRIS INVESTMENTS LLC
May 27, 2011 - November 15, 2012
RODMAN & RENSHAW, LLC
June 27, 2003 - July 19, 2011
HUDSON SECURITIES,INC.
November 20, 2002 - December 6, 2002
DOMESTIC SECURITIES, INC.
August 13, 2001 - September 4, 2001
PARAGON CAPITAL MARKETS, INC.
January 19, 2001 - May 21, 2001
HUDSON SECURITIES,INC.
February 9, 2000 - January 17, 2001
E STREET ACCESS
May 6, 1999 - May 11, 1999
BNY MELLON SECURITIES CORPORATION
February 18, 1999 - April 1, 1999
MERCER PARTNERS INCORPORATED
February 9, 1998 - November 16, 1998
WORLDCO, L.L.C.
September 1, 1995 - March 8, 1996
CONSECO SECURITIES, INC.
May 20, 1994 - August 18, 1995
CITIGROUP GLOBAL MARKETS INC.
November 2, 1993 - April 11, 1994
CITIGROUP GLOBAL MARKETS INC.
March 10, 1993 - October 20, 1993
LEGEND MERCHANT GROUP, INC.
January 25, 1993 - March 17, 1993
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2021)
(11/29/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 1/8/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
