Michael P. Mcgay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Mcgay, who also goes by Mike Mcgay, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 31, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2022 - September 23, 2022
ALL OF US SECURITIES LLC
December 17, 2013 - March 4, 2019
CAPITAL ONE ADVISORS, LLC
November 5, 2013 - March 4, 2019
CAPITAL ONE INVESTING, LLC
March 25, 1997 - December 31, 1998
PRIME CAPITAL SERVICES, INC.
January 1, 1994 - October 30, 1995
MORGAN STANLEY DW INC.
October 30, 1992 - December 13, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 30, 1992 - December 13, 1993
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationCurrent Firm
ALL OF US SECURITIES LLC
CRD#: 292163 / SEC#: , 8-70073
Contact information
Documents
Red Flags
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