Mathieu S. Chamberlain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mathieu Siddhartha Chamberlain, who also goes by Matt Chamberlain, was a registered financial professional .
Mathieu is a previously registered financial professional and started their career in finance in 1992. Mathieu had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2002 - April 16, 2002
SYNERGY INVESTMENT GROUP, LLC
November 7, 2000 - April 11, 2002
CYBERVEST SECURITIES INC.
March 9, 2000 - October 24, 2000
WOLFF INVESTMENT GROUP INCORPORATED
April 21, 1999 - September 27, 1999
GRADY AND HATCH & COMPANY, INC.
October 8, 1998 - December 15, 1998
ADOLPH KOMORSKY INVESTMENTS
April 15, 1998 - September 25, 1998
TASIN & COMPANY, INC.
October 16, 1996 - February 26, 1998
LT LAWRENCE & CO., INC.
April 24, 1996 - October 1, 1996
BAIRD, PATRICK & CO., INC.
September 11, 1995 - April 12, 1996
JOSEPHTHAL & CO., INC.
January 3, 1995 - August 30, 1995
RICKEL & ASSOCIATES, INC.
December 9, 1992 - February 3, 1995
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035 / SEC#: 801-68315, 8-51278
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
