Helen J. Chin-luk
Professional summary
Helen Jade Chin-luk, who also goes by Helen Jade Chin, is a registered financial professional currently at CGS INTERNATIONAL SECURITIES USA, INC. located in New York, New York.
Helen is registered as a RR (Registered Representative) and started their career in finance in 1993. Helen has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Helen Jade Chin-luk's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2007 - Present
CGS INTERNATIONAL SECURITIES USA, INC.
Office #1: 104 West 40th Street Suite 1810, New York, NY 10018May 1, 1999 - February 27, 2007
ABN AMRO INCORPORATED
March 15, 1995 - May 1, 1999
ABN AMRO ASIA INC.
March 9, 1994 - March 28, 1995
CITIGROUP GLOBAL MARKETS INC.
April 13, 1993 - April 1, 1994
BURNS FRY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CGS INTERNATIONAL SECURITIES USA, INC.
CRD#: 141892 / SEC#: , 8-67414
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CGS INTERNATIONAL SECURITIES PTE. LTD. | STOCKHOLDER | |
| CHIN-LUK, HELEN JADE | SENIOR VP, FINOP, CCO, CEO | 2292149 |
Red Flags
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