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Hugh Michael Ross

CRD# 2292109·Registered 1993 - 2025
Previously Registered: Being a previously registered professional could mean that Hugh is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hugh Michael Ross was a registered financial advisor. Hugh was a previously registered financial professional and started their career in finance 1993 - 2025. Hugh had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

GRAYSCALE SECURITIES, LLCPast·CRD# 305907
BD
Stamford, CT
November 19, 2021 - June 10, 2025
GENESIS GLOBAL TRADING, INCPast·CRD# 136962
BD
Stamford, CT
February 18, 2021 - October 3, 2022
KINETICS FUNDS DISTRIBUTOR LLCPast·CRD# 780
BD
New York, NY
January 7, 2013 - February 9, 2021
KBD SECURITIES, LLCPast·CRD# 104110
BD
New Yoyk, NY
February 15, 2011 - February 9, 2021
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
July 29, 1999 - March 16, 2009
HILL THOMPSON MAGID & CO., INC.Past·CRD# 2202
BD
Jersey City, NJ
January 4, 1993 - March 20, 1993

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Current Firm

GS
GRAYSCALE SECURITIES, LLC

GRAYSCALE SECURITIES, LLC

CRD#: 305907 / SEC#: 8-70437
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Mailing Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Phone Number

(914) 343-8623

Established

Delaware since 06/14/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRAYSCALE OPERATING, LLCSOLE MEMBER OF GRAYSCALE SECURITIES, LLC—
MASCI, KATHRYN CODYFINOP / PFO6755238
PALASZ, FELICA CORNELIAPOO7830001
PALMER, JORDAN WYNNCHIEF EXECUTIVE OFFICER7279088
SALM, CRAIG IANCHIEF LEGAL OFFICER / INTERIM CHIEF COMPLIANCE OFFICER6936921

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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