Hugh M. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Michael Ross was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1993. Hugh had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2021 - June 10, 2025
GRAYSCALE SECURITIES, LLC
February 18, 2021 - October 3, 2022
GENESIS GLOBAL TRADING, INC
January 7, 2013 - February 9, 2021
KINETICS FUNDS DISTRIBUTOR LLC
February 15, 2011 - February 9, 2021
KBD SECURITIES, LLC
July 29, 1999 - March 16, 2009
GOLDMAN SACHS & CO. LLC
January 4, 1993 - March 20, 1993
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GRAYSCALE SECURITIES, LLC
CRD#: 305907 / SEC#: , 8-70437
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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