Michaela Ferrigine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michaela Ferrigine, who also goes by Michaela Denise Dibernardo, Michaela Dinise Dibernardo, Michaela Denise Ferrigine, was a registered financial professional .
Michaela is a previously registered financial professional and started their career in finance in 1993. Michaela had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 25, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2014 - February 25, 2015
MAXIM GROUP LLC
June 11, 2013 - April 17, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2013 - April 17, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2011 - December 1, 2011
THE GRISWOLD COMPANY, INCORPORATED
February 2, 2004 - February 16, 2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
June 7, 2001 - January 26, 2004
THE GRISWOLD COMPANY, INCORPORATED
July 6, 1993 - September 13, 1994
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 9/9/2004
NYSE Trading Assistant ExaminationCurrent Firm
MAXIM GROUP LLC
CRD#: 120708 / SEC#: , 8-65337
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAXIM PARTNERS LLC | MEMBER | |
| EVANS, TIPTON HAMLIN | CHIEF COMPLIANCE OFFICER | 6118339 |
| FIORE, CHRISTOPHER JAMES | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS | 2269479 |
| GLASSBERG, LAWRENCE COOPER | CO-HEAD OF INVESTMENT BANKING | 4813201 |
| LAROSA, PAUL GEORGE | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT | 1900695 |
| MESSINGER, MICHAEL SPENCER | MSP | 1403506 |
| MURPHY, TIMOTHY GERARD | FINOP/CFO | 1836629 |
| SIEGEL, JAMES EDWARD | GENERAL COUNSEL | 4490472 |
| TELLER, CLIFFORD ADAM | CHIEF EXECUTIVE OFFICER/CHAIRMAN | 4631188 |
| VEERA, RITESH MOTILAL | CO-HEAD OF INVESTMENT BANKING | 4994814 |
| VENDETTI, ANTHONY VINCENT | DIRECTOR OF RESEARCH | 2574608 |
| VITALE, WILLIAM CHRISTIAN | DIRECTOR OF TRADING | 2669953 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 1 |
Red Flags
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