Robert E. Henrich

PARALLEL ADVISORS

DAYTON, OH 45342

Some features on this profile are disabled

CRD#: 2291902

Professional summary

Robert Earl Lee Aaron Henrich, CFA, CFP®, who also goes by Rob Henrich, Robert A Henrich, Robert Earl Henrich, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Dayton, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Henrich | Robert A Henrich | Robert Earl Henrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Lee Aaron Henrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

July 12, 2018 - Present

PARALLEL ADVISORS, LLC

Office #1: 10050 Innovation Drive Suite 350, Dayton, OH 45342

RIA

CRD#: 140800

DAYTON, OH

Past

November 27, 2013 - May 4, 2018

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DAYTON, OH

Past

November 27, 2013 - May 4, 2018

FIFTH THIRD SECURITIES, INC.

CRD#: 628

DAYTON, OH

Past

September 10, 2009 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CINCINNATI, OH

Past

September 4, 2009 - November 6, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

CINCINNATI, OH

Past

July 18, 2005 - August 18, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

DAYTON, OH

Past

September 3, 2002 - August 18, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

DAYTON, OH

Past

December 5, 2001 - May 9, 2002

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

March 17, 1998 - February 29, 2000

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

July 15, 1994 - March 12, 1998

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

November 20, 1992 - April 26, 1993

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/12/2018)

IAR

Texas
(11/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/11/1995

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/27/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/9/1994

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/1994

General Securities Principal Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Kinsey

ARTIFEX FINANCIAL GROUP, LLC

IAR

Oakwood, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert E. Henrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Lee Aaron Henrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

ZIONS DIRECT, INC.

VALMARK SECURITIES, INC.

VESTAX SECURITIES CORPORATION

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1996

Series 63

Date: 11/13/1992

SIE

Date: 5/4/2018

Series 7

Date: 11/6/1992

Series 27

Date: 12/11/1995

Series 53

Date: 2/27/1995

Series 4

Date: 12/9/1994

Series 24

Date: 9/7/1994

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors