Philip V. Boucher

PVB WEALTH MANAGEMENT

Pasadena, CA

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CRD#: 2291876

Professional summary

Philip Victor Boucher is a registered financial advisor currently at PVB WEALTH MANAGEMENT, LLC located in Pasadena, California.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Philip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Philip Victor Boucher is a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Victor Boucher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2019 - Present

PVB WEALTH MANAGEMENT, LLC

RIA

CRD#: 300092

Pasadena, CA

Past

March 8, 2010 - March 15, 2019

BRIDGE ADVISORY LLC

RIA

CRD#: 148282

PASADENA, CA

Past

March 4, 2010 - December 31, 2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

PASADENA, CA

Past

August 26, 2009 - March 8, 2010

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

PASADENA, CA

Past

January 27, 2006 - May 1, 2007

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

PASADENA, CA

Past

January 27, 2006 - March 8, 2010

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

July 8, 1997 - February 16, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PASADENA, CA

Past

July 31, 1993 - February 16, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PASADENA, CA

Past

February 4, 1993 - April 8, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 4, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2019)

IAR

Texas
(2/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/14/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/2/1993

General Securities Representative Examination

Current Firm

PVB WEALTH MANAGEMENT, LLC

PBV WEALTH MANAGEMENT, LLC | PVB WEALTH MANAGEMENT, LLC

CRD#: 300092 / SEC#:

California

Registered Investment Advisory firm - (1/28/2019 Approved)

Texas

Registered Investment Advisory firm - (2/7/2019 Approved)

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Contact information

Main Address

Pasadena, CA

Mailing Address

Phone number

(626) 210-2744

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 18,022,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip V. Boucher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Victor Boucher's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIDGE ADVISORY LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/1993

Series 63

Date: 10/27/1992

SIE

Date: 10/1/2018

Series 31

Date: 7/14/1993

Series 7

Date: 2/2/1993

Current Firm

PVB WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PVB WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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