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RC

Robert A. Cassino

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CRD#: 2291855
RC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Anthony Cassino was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 12 firms and has passed the Series 63 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 20, 2001 - April 16, 2008

MILESTONE FINANCIAL SERVICES, INC.

BD
CRD#: 43295
ROCKY POINT, NY
Past

February 27, 1997 - May 10, 2001

SEABOARD SECURITIES, INC.

BD
CRD#: 755
FLORHAM PARK, NJ
Past

December 6, 1996 - November 4, 1997

TASIN & COMPANY, INC.

BD
CRD#: 30709
HAUPPAUGE, NY
Past

September 10, 1996 - October 24, 1996

H G I

BD
CRD#: 14079
JERICHO, NY
Past

May 29, 1996 - July 22, 1996

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

April 19, 1996 - June 6, 1996

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY
Past

January 30, 1996 - April 23, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

October 16, 1995 - December 20, 1995

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

July 12, 1995 - September 28, 1995

FIRST UNITED EQUITIES CORPORATION

BD
CRD#: 36398
NEW YORK, NY
Past

April 24, 1995 - June 23, 1995

MATRIX SECURITIES CORPORATION

BD
CRD#: 30991
GARDEN CITY, NY
Past

February 21, 1995 - March 28, 1995

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY
Past

November 15, 1993 - September 27, 1994

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/5/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 11/12/1993
Corporate Securities Limited Representative Examination

Current Firm

MF
MILESTONE FINANCIAL SERVICES, INC.
FIRST ACCESS INVESTMENT GROUP A DIVISION OF MILESTONE FINANCIAL | TRADING 2000 A DIVISION OF MILESTONE FINANCIAL SERVICES, INC. | MILESTONE FINANCIAL SERVICES, INC. | MILESTONE FINANCIAL SERVICES, INC

CRD#: 43295 / SEC#: , 8-50225

BD
Terminated by SEC on 12/02/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 04/10/1997
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILESTONE FINANCIAL HOLDINGS, INC.100% SHAREHOLDER
KOPLEY, JAMES MICHAELFINOP1849072
SCHONBERG, MATTHEW JOSEPHPRESIDENT, CHIEF COMPLIANCE OFFICER, ROSFP2757635

Disclosures

Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

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