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DS

Debra A. Schneider

U.S. BROKERAGE
MEDINA, OH
Some features on this profile are disabled
CRD#: 2291849
DS

Professional summary


Debra A Schneider, who also goes by Debra Ann Rieke, is a registered financial professional currently at U.S. BROKERAGE, INC. located in Medina, Ohio.

Debra is registered as a RR (Registered Representative) and started their career in finance in 1993. Debra has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Debra Ann Rieke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Debra A Schneider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 2009 - Present

U.S. BROKERAGE, INC.

BD
CRD#: 39307
MEDINA, OH
Past

May 3, 2006 - June 4, 2009

SANDERS MORRIS LLC

BD
CRD#: 20580
MEDINA, OH
Past

June 23, 2003 - October 11, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CLEVELAND, OH
Past

October 1, 1997 - October 11, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 1, 1996 - September 15, 1997

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
CLEVELAND, OH
Past

February 16, 1994 - June 1, 1996

NATIONAL CITY INVESTMENTS CORPORATION

BD
CRD#: 17365
Past

March 18, 1993 - February 23, 1994

SOCIETY INVESTMENTS, INC.

BD
CRD#: 17656

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/9/2015)
RR
Ohio
(6/1/2009)
RR
Texas
(6/1/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 1/5/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


UB
U.S. BROKERAGE, INC.
U.S. BROKERAGE, INC. | U.S. DISCOUNT BROKERAGE, INC.

CRD#: 39307 / SEC#: , 8-48635

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
17 E Kossuth St, Columbus, OH 43206
Mailing Address
17 E Kossuth St, Columbus, OH 43206
Phone number
(614) 448-3200
Established
Ohio since 08/28/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RANDALL, GREGORY ALLENSECRETARY, ROSFP2196226
RANDALL, GREGORY ALLENCHIEF COMPLIANCE OFFICER2196226
KLIMER, NORBERT CHRISTOPHERINVESTOR2803328
RANDALL, RONALD DALEDIRECTOR2660423
MASTERS, KEVIN CRAWFORDFINOP/PFO/POO2730013

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


U.S. BROKERAGE, INC.

CRD#: 39307Medina, OH

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