Joseph A. Monaco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Anthony Monaco was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1993. Joseph had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1995 - October 23, 1996
CORTLANDT CAPITAL CORPORATION
January 16, 1995 - May 23, 1995
STATE CAPITAL MARKETS CORPORATION
February 24, 1994 - October 26, 1994
WILLIAM SCOTT & CO. L.L.C.
November 30, 1993 - February 26, 1994
HANOVER, STERLING & COMPANY LTD.
September 1, 1993 - November 23, 1993
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
