Julie Castillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Castillo, who also goes by Julie Hermes, Julir Hermes, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1995. Julie had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2023 - December 13, 2024
MIRABERG WEALTH LLC
February 15, 2011 - August 2, 2017
MORGAN STANLEY
February 14, 2011 - August 2, 2017
MORGAN STANLEY
January 15, 2010 - February 4, 2011
LPL FINANCIAL LLC
January 15, 2010 - February 4, 2011
LPL FINANCIAL LLC
April 21, 2009 - January 20, 2010
CETERA INVESTMENT SERVICES LLC
April 20, 2009 - January 20, 2010
CETERA INVESTMENT SERVICES LLC
February 6, 2006 - October 17, 2008
NORTHERN TRUST SECURITIES, INC.
June 25, 2003 - January 4, 2005
EQUITY SERVICES, INC.
January 31, 2003 - March 7, 2003
NEW ENGLAND SECURITIES
October 26, 2002 - November 20, 2002
EQUITABLE ADVISORS, LLC
June 20, 2002 - November 20, 2002
EQUITABLE ADVISORS, LLC
November 10, 1998 - January 8, 2002
UBS SECURITIES LLC
November 21, 1995 - June 15, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIRABERG WEALTH LLC
CRD#: 313040 / SEC#:
Contact information
Red Flags
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