Robert W. Greenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wolcott Greenman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 13 firms and has passed the Series 63, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 1998 - March 19, 2013
KEYBANC CAPITAL MARKETS INC.
December 6, 1993 - December 19, 1997
CITIGROUP GLOBAL MARKETS INC.
April 24, 1990 - November 9, 1993
TUCKER ANTHONY INCORPORATED
July 25, 1987 - March 3, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
December 3, 1984 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
September 26, 1978 - March 23, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
December 17, 1974 - February 5, 1978
KUHN LOEB & CO. INCORPORATED
December 17, 1974 - January 2, 1979
KUHN, LOEB & CO. INTERNATIONAL
April 19, 1974 - January 15, 1975
G. H. WALKER, LAIRD INCORPORATED
July 2, 1973 - April 11, 1974
DUPONT WALSTON, INCORPORATED
August 25, 1972 - July 2, 1973
DUPONT GLORE FORGAN INCORPORATED
May 21, 1969 - November 18, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/1/1978
AMEX Put and Call ExamSeries 1
Date: 5/19/1969
Registered Representative ExaminationSeries 8
Date: 12/13/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
