Richard A. Greenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Albert Greenman was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1968. Richard had worked at 4 firms and has passed the Series 63, SIE, Series 5, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2003 - April 10, 2014
WILSON PARKER CONNALLY STEPHENSON INC
June 28, 1985 - July 2, 2015
WILSON PARKER CONNALLY STEPHENSON INC
June 20, 1985 - July 9, 1985
KERCHEVILLE & COMPANY, INC.
January 15, 1975 - June 14, 1985
ROTAN MOSLE INC.
March 15, 1968 - February 4, 1975
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationSeries 1
Date: 3/12/1968
Registered Representative ExaminationCurrent Firm
WILSON PARKER CONNALLY STEPHENSON INC
CRD#: 16505 / SEC#: , 8-34061
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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