Steven J. Jacobson

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CRD#: 2291673

Professional summary

Steven Jay Jacobson was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Steven Jay Jacobson, who also goes by Steven Jacobson, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1992. Steven had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven Jacobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 27, 2021 - July 24, 2025

UNION CAPITAL MANAGEMENT CORP

RIA

CRD#: 109670

New Orleans, LA

Past

July 30, 2021 - September 21, 2021

UNION CAPITAL MANAGEMENT CORP

RIA

CRD#: 109670

New Orleans, LA

Past

July 27, 2021 - October 25, 2021

TOPAZ ASSET MANAGEMENT

RIA

CRD#: 315029

METAIRIE, LA

Past

October 16, 2019 - February 2, 2021

ADVISOR RESOURCE COUNCIL

RIA

CRD#: 164109

Metairie, LA

Past

September 5, 2014 - October 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW ORLEANS, LA

Past

September 5, 2014 - October 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW ORLEANS, LA

Past

February 13, 2013 - September 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

NEW ORLEANS, LA

Past

February 13, 2013 - September 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NEW ORLEANS, LA

Past

March 23, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MANDEVILLE, LA

Past

March 23, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MANDEVILLE, LA

Past

September 19, 2002 - April 15, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW ORLEANS, LA

Past

August 14, 2000 - April 15, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 8, 1997 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

November 12, 1992 - September 22, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1992

General Securities Representative Examination

Current Firm

UNION CAPITAL MANAGEMENT CORP

CRD#: 109670 / SEC#: 801-30163

RIA

Registered Investment Advisory firm - (1/28/2003 Cancelled)

Louisiana

Registered Investment Advisory firm - (6/25/2007 Approved)

North Carolina

Registered Investment Advisory firm - (9/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

New Orleans, LA

Mailing Address

Phone number

(504) 569-9068

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 64,356,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Jacobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UNION CAPITAL MANAGEMENT CORP

TOPAZ ASSET MANAGEMENT

ADVISOR RESOURCE COUNCIL

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1994

Series 63

Date: 11/13/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1992

Current Firm

UNION CAPITAL MANAGEMENT CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNION CAPITAL MANAGEMENT CORP

TRUST BUT VERIFY

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