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SJ

Steven J. Jacobson

New Orleans, LA 70112
Some features on this profile are disabled
CRD#: 2291673
SJ
Steven Jay Jacobson

Professional summary

Steven Jay Jacobson, who also goes by Steven Jacobson, was a registered financial advisor .

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Steven Jacobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Steven J. Jacobson, LLC; not inv rel; Metairie, LA; owner/managing member; start 01/2020; minimal time spent in this business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2026 - Present

Office #1: 1000 Iberville Street, New Orleans, LA 70112
New Orleans, LA
Past

October 27, 2021 - July 24, 2025

UNION CAPITAL MANAGEMENT CORP

RIA
CRD#: 109670
New Orleans, LA
Past

July 30, 2021 - September 21, 2021

UNION CAPITAL MANAGEMENT CORP

RIA
CRD#: 109670
New Orleans, LA
Past

July 27, 2021 - October 25, 2021

TOPAZ ASSET MANAGEMENT

RIA
CRD#: 315029
METAIRIE, LA
Past

October 16, 2019 - February 2, 2021

ADVISOR RESOURCE COUNCIL

RIA
CRD#: 164109
Metairie, LA
Past

September 5, 2014 - October 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
NEW ORLEANS, LA
Past

September 5, 2014 - October 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NEW ORLEANS, LA
Past

February 13, 2013 - September 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NEW ORLEANS, LA
Past

February 13, 2013 - September 15, 2014

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NEW ORLEANS, LA
Past

March 23, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MANDEVILLE, LA
Past

March 23, 2004 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MANDEVILLE, LA
Past

September 19, 2002 - April 15, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW ORLEANS, LA
Past

August 14, 2000 - April 15, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 8, 1997 - August 14, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

November 12, 1992 - September 22, 1997

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/15/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/1992
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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