Jack N. Greenman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Norman Greenman, who also goes by Jack Norman Greenman, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1970. Jack had worked at 8 firms and has passed the Series 5, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2002 - April 30, 2013
BLACKHILL ADVISORS LP
June 13, 1995 - October 8, 1999
HILLTOP SECURITIES INC.
February 5, 1985 - June 13, 1995
WILLIAM K. WOODRUFF & COMPANY INCORPORATED
April 6, 1977 - February 19, 1985
L. F. ROTHSCHILD & CO. INCORPORATED
March 12, 1976 - April 7, 1977
C. E. UNTERBERG, TOWBIN CO.
January 5, 1976 - April 19, 1976
E. F. HUTTON & COMPANY INC
March 19, 1975 - April 15, 1976
G A SAXTON & CO INC
May 19, 1970 - April 22, 1975
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1982
Interest Rate Options ExaminationSeries 1
Date: 8/15/1960
Registered Representative ExaminationSeries 40
Date: 11/8/1971
Registered Principal ExaminationCurrent Firm
BLACKHILL ADVISORS LP
CRD#: 116423 / SEC#: , 8-53544
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
