William E. Luechtefeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Eric Luechtefeld Jr, who also goes by William E Luechtefeld Jr, William Eric Luechtefeld Jr, William Eric Luechtefeld, William Eric Luechtefeld Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2021 - September 10, 2021
IVY DISTRIBUTORS, INC.
March 12, 2020 - April 16, 2021
WADDELL & REED
November 10, 2011 - January 13, 2020
WADDELL & REED
October 5, 2009 - November 5, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
September 15, 2003 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
November 11, 1999 - October 23, 2002
AMERICAN CENTURY BROKERAGE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IVY DISTRIBUTORS, INC.
CRD#: 16496 / SEC#: , 8-34046
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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